John H. Jessum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Harvey Jessum, who also goes by Jess Jessum, John H Jessum, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2014 - December 9, 2014
TRANSCEND CAPITAL
August 1, 2012 - January 2, 2014
SPEEDTRADER, INC
October 31, 2011 - July 18, 2012
AEGIS CAPITAL CORP.
July 12, 2007 - December 31, 2010
NWT FINANCIAL GROUP, LLC
July 31, 2001 - January 9, 2007
GREAT EASTERN SECURITIES, INC.
October 26, 2000 - October 22, 2003
TERRA NOVA FINANCIAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TRANSCEND CAPITAL
CRD#: 104483 / SEC#: , 8-52946
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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