Bryan K. Jacobsen
Professional summary
Bryan K Jacobsen, who also goes by Bryan Jacobsen, is a registered financial professional currently at HAVERKAMP INVESTMENTS, INC. located in Ames, Iowa and PINNACLE INVESTMENTS, LLC located in East Syracuse, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 1999. Bryan has worked at 25 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan K Jacobsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2025 - Present
HAVERKAMP INVESTMENTS, INC.
Office #1: 510 S 17th St Ste 104, Ames, IA 50010September 22, 2025 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057September 25, 2025 - Present
UNIVEST SECURITIES, LLC
Office #1: 75 Rockefeller Plaza Suite 1838, New York, NY 10019May 31, 2024 - February 4, 2025
TMX ALPHA US, LLC
February 9, 2024 - August 26, 2024
ACERVUS SECURITIES, INC.
January 25, 2024 - December 1, 2024
FN REALTY ADVISORS LLC
November 14, 2023 - July 24, 2024
M HOLDINGS SECURITIES, INC.
June 26, 2023 - October 31, 2023
M FINANCIAL SECURITIES MARKETING, INC.
June 6, 2023 - October 31, 2023
M HOLDINGS SECURITIES, INC.
February 28, 2023 - May 31, 2023
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
September 7, 2021 - June 6, 2022
MOOMOO FINANCIAL INC.
September 7, 2021 - June 6, 2022
FUTU CLEARING INC
February 20, 2020 - September 8, 2021
ELECTRONIC TRANSACTION CLEARING, INC.
October 2, 2019 - September 8, 2021
APEX CLEARING CORPORATION
March 2, 2018 - September 27, 2019
RESOURCE SECURITIES LLC
December 10, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
May 1, 2012 - December 11, 2015
CETERA INVESTMENT ADVISERS LLC
May 1, 2012 - December 11, 2015
CETERA FINANCIAL SPECIALISTS LLC
June 1, 2010 - February 28, 2018
CETERA WEALTH SERVICES, LLC
May 26, 2010 - December 11, 2015
CETERA INVESTMENT SERVICES LLC
May 26, 2010 - December 11, 2015
CETERA ADVISORS LLC
May 26, 2010 - February 28, 2018
CETERA WEALTH SERVICES, LLC
August 10, 2005 - April 29, 2010
NATIONAL PLANNING CORPORATION
October 28, 2004 - April 29, 2010
NATIONAL PLANNING CORPORATION
April 8, 2003 - October 22, 2004
BUTLER, WICK & CO., INC.
May 13, 2002 - April 2, 2003
FIRST NATIONAL CAPITAL MARKETS
August 23, 2000 - May 10, 2002
EQUITABLE ADVISORS, LLC
September 1, 1999 - August 8, 2000
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2025)
(7/18/2025)
Exams
Series 99TO
Date: 11/14/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
UNIVEST SECURITIES, LLC
CRD#: 36105 / SEC#: , 8-47006
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
UNIVEST SECURITIES, LLC
CRD#: 36105Ames, IA 50010TRUST BUT VERIFY
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