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SG

Salvatore G. Giacinto

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CRD#: 3055827
SG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Salvatore Girard Giacinto, who also goes by Sal G Giacinto, Salas G Giacinto, was a registered financial professional .

Salvatore is a previously registered financial professional and started their career in finance in 1998. Salvatore had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sal G Giacinto | Salas G Giacinto

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CPA - SALAS & GIANCINTO, 1984 - PRESENT, 22934 EL TORO ROAD, LAKE FOREST, CA, 92630; NOT IVNVESTMENT RELATED; 160 HOURS PER MONTH DURING TRADING HOURS; PARTNER; SOME CPA CLIENTS MIGHT BECOME SECURITY CLIENTS; PREPARE TAX RETURNS, FINANCIAL STATEMENTS AND ADMINSTRATION; CHARGE FEES FOR CPA SERVICES TO BE PAID BY EACH CLIENT

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 27, 2018 - May 27, 2022

APOGEE ADVISORS LLC

RIA
CRD#: 286680
LAGUNA HILLS, CA
Past

March 25, 2015 - August 11, 2017

APOGEE ADVISORS LLC

RIA
CRD#: 174236
LAGUNA HILLS, CA
Past

February 26, 2015 - March 10, 2015

WMBC

RIA
CRD#: 124462
LAKE FOREST, CA
Past

August 28, 2012 - December 31, 2014

WMBC

RIA
CRD#: 124462
LAKE FOREST, CA
Past

July 6, 2012 - August 20, 2012

WMBC

RIA
CRD#: 124462
IRVINE, CA
Past

February 6, 2012 - March 2, 2015

VALMARK SECURITIES, INC.

BD
CRD#: 31243
AKRON, OH
Past

January 19, 2007 - February 8, 2012

B.B. GRAHAM & COMPANY, INC.

RIA
CRD#: 41533
LAKE FOREST, CA
Past

September 1, 2006 - February 8, 2012

B.B. GRAHAM & COMPANY, INC.

BD
CRD#: 41533
LAKE FOREST, CA
Past

August 6, 2003 - September 5, 2006

NATIONS FINANCIAL GROUP, INC.

BD
CRD#: 44181
LAKE FOREST, CA
Past

October 23, 2002 - August 5, 2003

CHANNEL POINT PARTNERS

BD
CRD#: 120283
NEWPORT BEACH, CA
Past

March 13, 2002 - October 23, 2002

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

January 7, 1999 - March 13, 2002

PIM FINANCIAL SERVICES, INC.

BD
CRD#: 10547
SAN MARCOS, CA
Past

September 8, 1998 - January 18, 1999

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/1/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AA
APOGEE ADVISORS LLC
APOGEE ADVISORS LLC

CRD#: 286680 / SEC#:

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Contact information


Main Address
24881 Alicia Pkwy E332, Laguna Hills, CA 92653
Mailing Address
Phone number
(949) 777-5566
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts31
AUM (Assets Under Management)$ 8,857,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


APOGEE ADVISORS LLC

CRD#: 286680

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