Paul N. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Noah Marcus was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1998. Paul had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2012 - January 30, 2014
SAGE PARTNERS SECURITIES, LLC
December 23, 2009 - May 15, 2012
IMPERIAL CAPITAL, LLC
April 5, 2006 - December 22, 2009
MERCANTI SECURITIES, LLC
June 26, 2003 - June 10, 2004
SECURED CAPITAL LLC
February 18, 1999 - March 12, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 1998 - March 12, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 1998 - August 18, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SAGE PARTNERS SECURITIES, LLC
CRD#: 104381 / SEC#: , 8-52836
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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