Edward H. Haghani
Professional summary
Edward Hossein Haghani was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Edward had worked at 1 firm, which includes M. J. WHITMAN INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1998 - September 23, 1998
M. J. WHITMAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M. J. WHITMAN, INC.
CRD#: 27870 / SEC#: , 8-43018
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARSE, DAVID MICHAEL | CHAIRMAN/PRESIDENT/COO/DIRECTOR/CEO/STOCKHOLDER OF M.J. WHITMAN, INC. | 2218041 |
| WHITMAN, MARTIN JACOB | STOCKHOLDER OF M.J. WHITMAN INC. | 465763 |
| CARNEY, MICHAEL THOMAS | FINOP/CFO/DIRECTOR OF M.J. WHITMAN, INC | 1568552 |
| KRAMER, ANDREW BENNETT | MANAGER OF PRIVATE CLIENT GROUP/DIRECTOR OF M.J. WHITMAN, INC./ | 1896558 |
| SASSO, MICHAEL CHARLES | DIRECTOR OF M.J. WHITMAN, INC./HEAD OF INSTITUTIONAL TRADING | 869048 |
| HALL, WILLARD JAMES III | GENERAL COUNSEL/SECRETARY | 4210789 |
| JAFFIN, JOANNE B | CHIEF MARKETING OFFICER | 1170504 |
| JENSEN, CURTIS | DIRECTOR OF M.J. WHITMAN, INC. | 2667477 |
| KUSHNER, ERIC LEWIS | HEAD EQUITY TRADER/SROP/DIRECTOR OF M.J. WHITMAN, INC. | 1414456 |
| MARSHBURN, THOMAS MITCHEL JR | DIRECTOR OF M.J. WHITMAN, INC. | 2239917 |
| OTTUSCH, RAYMOND FRANCIS | DIRECTOR OF COMPLIANCE/CROP | 2438748 |
| REILLY, THOMAS FRANCIS | SR. MANAGING DIRECTOR/ BRANCH OFFICE MANAGER | 1207018 |
| WHITMAN, BARBARA E | DIRECTOR OF M.J. WHITMAN, INC./ HEAD OF PRIVATE CLIENT GROUP | 2750156 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
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