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CF

Chris Felicetti

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CRD#: 3055626
CF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chris Felicetti, who also goes by Christopher Felicetti, was a registered financial professional .

Chris is a previously registered financial professional and started their career in finance in 2016. Chris had worked at 6 firms and has passed the SIE, Series 99 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Felicetti

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 28, 2020 - May 24, 2023

VELOCITY CAPITAL, LLC

BD
CRD#: 171810
New York, NY
Past

July 2, 2020 - April 12, 2023

VELOCITY CLEARING, LLC

BD
CRD#: 126588
HAZLET, NJ
Past

September 5, 2019 - July 20, 2020

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY
Past

March 20, 2019 - August 28, 2019

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

BD
CRD#: 114212
Newark, NJ
Past

March 10, 2017 - March 13, 2019

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY
Past

August 8, 2016 - March 17, 2017

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

August 8, 2016 - March 17, 2017

BNP PARIBAS PRIME BROKERAGE, INC.

BD
CRD#: 24962
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 8/8/2016
Operations Professional Examination
Principal/Supervisory Exam

Current Firm


VC
VELOCITY CAPITAL, LLC
CNPT HOLDINGS, LLC | VELOCITY CAPITAL, LLC

CRD#: 171810 / SEC#: , 8-69479

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
199 Water Street 8th Floor, New York, NY 10038
Mailing Address
199 Water Street 8th Floor, New York, NY 10038
Phone number
(646) 837-0056
Established
Nevada since 05/07/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VCP HOLDINGS, LLCSOLE MEMBER AND OWNER
AMATO, MATTEO ALBERTOCHIEF FINANCIAL OFFICER & FINOP5877196
BRACERO, FRANK WILLIAMCONTROLLER2178318
FREYER, CHRISTIANROP6337912
LOGAN, MICHAEL JAMESCHIEF ADMINISTRATIVE OFFICER5763098
MERCHANT, MUNAFPRESIDENT1937789
SMITH, JEFFREY SCOTTCHIEF COMPLIANCE OFFICER2492551
WIEDMAN, GARY DAVIDCHIEF OPERATING OFFICER1947935
YAN, ROYCHIEF EXECUTIVE OFFICER2352916

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VELOCITY CAPITAL, LLC

CRD#: 171810

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