Sarah V. Mccord

CARDINAL CAPITAL MANAGEMENT

MUNCIE, IN 47305

Some features on this profile are disabled

CRD#: 3055622

Professional summary

Sarah Virginia Mccord is a registered financial advisor currently at CARDINAL CAPITAL MANAGEMENT, LLC located in Muncie, Indiana.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Sarah has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Virginia Mccord's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2011 - Present

CARDINAL CAPITAL MANAGEMENT, LLC

Office #1: 330 East Main Street, Muncie, IN 47305

RIA

CRD#: 135677

MUNCIE, IN

Past

April 3, 2007 - February 28, 2011

HURST FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 122273

MUNCIE, IN

Past

July 6, 2005 - September 21, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

February 19, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 2, 1998 - December 2, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/1/2011)

IAR

Louisiana
(5/17/2024)

IAR

Ohio
(8/17/2022)

IAR

Texas
(10/18/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/1/1998

General Securities Representative Examination

Current Firm

CARDINAL CAPITAL MANAGEMENT, LLC

CRD#: 135677 / SEC#:

Florida

Registered Investment Advisory firm - (12/12/2024 Terminated)

Indiana

Registered Investment Advisory firm - (6/15/2005 Approved)

Louisiana

Registered Investment Advisory firm - (5/17/2024 Approved)

Ohio

Registered Investment Advisory firm - (8/17/2022 Approved)

Texas

Registered Investment Advisory firm - (10/18/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

330 East Main Street, Muncie, IN 47305

Mailing Address

P.o. Box 1791, Muncie, IN 47308-1791

Phone number

(765) 289-8888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	491
AUM (Assets Under Management)	$ 86,539,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

Kyle Klatt

OSAIC WEALTH, INC.

IAR

Forest Lake, MN

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sarah V. Mccord

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Virginia Mccord's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDINAL CAPITAL MANAGEMENT, LLC

HURST FINANCIAL MANAGEMENT, INC.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2007

Series 63

Date: 11/25/1998

Series 7

Date: 10/1/1998

Current Firm

CARDINAL CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARDINAL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors