Margaret A. Prestigiacomo
ROBERT W. BAIRD & CO. | Director
Madison West, WI 53717
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CRD#: 3055132
Professional summary
Margaret A Prestigiacomo, CFP®, who also goes by Margaret Anne Heine, Margaret Anne Prestigiacomo, Meg Prestigiacomo, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Madison West, Wisconsin.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Margaret has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance
Trading individual securities
Executive services/Equity comp...
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Margaret Anne Heine | Margaret Anne Prestigiacomo | Meg Prestigiacomo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name and Address: Presto Properties LLC 933 Winding Way Middleton, WI 53562 Nature of Entity: LLC to hold investment property (Sanibel, FL) to be rented Responsibilities in this role: Owner of property and member of LLC Hours Devoted: 3 hours/month Name/Address: United Way of Dane County Foundation, 2509 Atwood Avenue Madison, WI 53704 Start date: 2/26/2020 Hours spent: 1-5/month Hours spent during trading Hours: 4hrs/quarter Role/Responsibility: Board Trustee, Investment Committee Chair Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Margaret A Prestigiacomo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Margaret A Prestigiacomo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 26, 2009 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 8000 Excelsior Dr Ste 302, Madison West, WI 53717RIA
BD
CRD#: 8158
Madison West, WI
Current
June 26, 2009 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 8000 Excelsior Dr Ste 302, Madison West, WI 53717RIA
BD
CRD#: 8158
Madison West, WI
Past
June 1, 2009 - July 1, 2009
MORGAN STANLEY
RIA
CRD#: 149777
MADISON, WI
Past
June 1, 2009 - July 1, 2009
MORGAN STANLEY
BD
CRD#: 149777
MADISON, WI
Past
November 16, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
MADISON, WI
Past
November 16, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MADISON, WI
Past
May 21, 1998 - November 2, 1998
FIRSTAR INVESTMENT SERVICES,INC.
BD
CRD#: 14536
MORRIS PLAINS, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/23/2020)
RR
Arizona(3/17/2015)
RR
Arkansas(1/10/2024)
RR
California(6/26/2009)
RR
Colorado(1/20/2011)
RR
Delaware(6/2/2022)
RR
District of Columbia(10/23/2020)
RR
Florida(6/26/2009)
IAR
Florida(2/5/2018)
RR
Georgia(6/26/2009)
RR
Idaho(8/14/2019)
RR
Illinois(6/26/2009)
RR
Kentucky(8/21/2024)
RR
Maryland(6/30/2014)
RR
Michigan(5/31/2018)
RR
Minnesota(6/26/2009)
RR
Mississippi(1/18/2024)
RR
Montana(7/10/2025)
RR
Nevada(1/10/2024)
RR
New Jersey(10/23/2020)
RR
New Mexico(10/23/2020)
RR
New York(6/29/2020)
RR
North Carolina(7/19/2010)
RR
Ohio(1/24/2014)
RR
Oregon(1/18/2024)
RR
Pennsylvania(12/9/2021)
RR
South Carolina(4/5/2022)
RR
South Dakota(10/4/2024)
RR
Tennessee(1/18/2024)
RR
Texas(3/17/2015)
IAR
Texas(6/21/2019)
RR
Utah(4/4/2025)
RR
Vermont(6/28/2024)
RR
Virginia(11/5/2014)
RR
Washington(6/3/2015)
RR
Wisconsin(6/26/2009)
IAR
Wisconsin(6/26/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
DirectorCRD#: 8158Madison West, WI 53717TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
