Joseph R. Reid

STERLING CAPITAL DISTRIBUTORS

Inverness, IL

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CRD#: 3054907

Professional summary

Joseph Robert Reid, who also goes by Joe Reid, is a registered financial professional currently at STERLING CAPITAL DISTRIBUTORS, LLC located in Inverness, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Reid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Robert Reid's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2024 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

Inverness, IL

Past

February 7, 2017 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Chicago, IL

Past

February 1, 2007 - February 3, 2016

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

CHICAGO, IL

Past

August 26, 2002 - December 31, 2006

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

January 24, 2002 - July 8, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

August 16, 2000 - January 16, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

June 29, 1998 - May 28, 1999

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/2/2025)

Indiana
(1/2/2025)

Iowa
(1/2/2025)

Kansas
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(1/2/2025)

Missouri
(1/2/2025)

Nebraska
(1/2/2025)

North Dakota
(1/2/2025)

South Dakota
(1/2/2025)

Wisconsin
(1/2/2025)

Exams

State Security Law Exam

Series 63

Date: 2/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/24/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STERLING CAPITAL DISTRIBUTORS, LLC

ABN AMRO DISTRIBUTION SERVICES (USA), INC. | STERLING CAPITAL DISTRIBUTORS, LLC | STERLING CAPITAL DISTRIBUTORS, INC. | BB&T AM DISTRIBUTORS, INC. | ASTON FUNDS DISTRIBUTORS, INC.

CRD#: 103934 / SEC#: , 8-52396

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	CHIEF COMPLIANCE OFFICER / VP / TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph R. Reid

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Robert Reid's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

STERLING CAPITAL DISTRIBUTORS, LLC

ABN AMRO INCORPORATED

ABN AMRO INCORPORATED

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2015

Series 6

Date: 6/24/1998

FINRA

Current Firm

STERLING CAPITAL DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STERLING CAPITAL DISTRIBUTORS, LLC

TRUST BUT VERIFY

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