AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MF

Mark K. Forbord

Some features on this profile are disabled
CRD#: 3054785
MF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Kenneth Forbord was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1998. Mark had worked at 1 firm and has passed the Series 63, Series 6, Series 51, Series 26 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 2, 1998 - October 8, 2012

CATHOLIC FINANCIAL SERVICES CORPORATION

BD
CRD#: 37185
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/7/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 12/1/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 9/7/2007
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 6/30/1999
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/4/1998
Financial and Operations Principal Examination

Current Firm

CF
CATHOLIC FINANCIAL SERVICES CORPORATION
CATHOLIC FINANCIAL SERVICES CORP | CATHOLIC FINANCIAL SERVICES CORPORATION

CRD#: 37185 / SEC#: , 8-47592

BD
Terminated by SEC on 12/14/2012
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Wisconsin since 06/01/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CATHOLIC KNIGHTS FINANCIAL SERVICES, INC.SHAREHOLDER
CATHOLIC ORDER OF FORESTERSSHAREHOLDER
CATHOLIC UNION OF TEXAS (KJT)SHAREHOLDER
FORBORD, MARK KENNETHCONTROLLER3054785
KIENBAUM, JENNIFER ELIZABETHCHIEF COMPLIANCE OFFICER4491770
LORGE, ALLAN GORDONDIRECTOR, PRESIDENT, TREASURER2541928

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CATHOLIC FINANCIAL SERVICES CORPORATION

CRD#: 37185

TRUST BUT VERIFY

Monitor Mark Forbord

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics