Stefani S. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stefani Spiritas Lawrence, who also goes by Stefani Alise Lawrence, Stefani Alise Spiritas, was a registered financial professional .
Stefani is a previously registered financial professional and started their career in finance in 1998. Stefani had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2007 - July 11, 2019
USAA FINANCIAL ADVISORS, INC.
January 13, 2005 - July 11, 2019
USAA INVESTMENT SERVICES COMPANY
March 12, 1999 - December 6, 2004
CYBERTRADER, INC.
August 5, 1998 - March 5, 1999
NYLIFE SECURITIES LLC
June 1, 1998 - July 22, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
