Mona Abraham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mona Abraham was a registered financial professional .
Mona is a previously registered financial professional and started their career in finance in 1998. Mona had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2017 - January 31, 2019
CRB SECURITIES, LLC
December 7, 2009 - October 3, 2013
CITIGROUP GLOBAL MARKETS INC.
May 2, 2006 - April 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2001 - January 27, 2006
J.P. MORGAN SECURITIES INC.
May 21, 1998 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
CRB SECURITIES, LLC
CRD#: 283134 / SEC#: , 8-69740
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
