Bradley Wayne Fullington
AIF®Professional Summary
Bradley Wayne Fullington, AIF®, who also goes by Brad Fullington, was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1998 - 2018. Bradley had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brad Fullington
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
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Contact Information
Main Address
1301 South Harrison Street, Fort Wayne, IN 46802Mailing Address
Po Box 2239, Fort Wayne, IN 46801-2239Phone Number
(800) 237-3813Established
New Hampshire since 01/21/1969Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
655Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | SHAREHOLDER | — |
| BONISTEEL, TIMOTHY DAVID | ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4943070 |
| CAMPBELL, CLAUDE A. | ASSISTANT VICE PRESIDENT AND AML OFFICER | 5342571 |
| CORNICK, GREGORY ALLEN | CHAIRMAN AND DIRECTOR | 3132991 |
| DIMONDA, JOHN ROBERT | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1805436 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | FINOP AND TREASURER | 5675524 |
| SHEFTIC, JEFFREY JUDE | VICE PRESIDENT, CHIEF OPERATIONS OFFICER | 1881657 |
| WALTERS, EDWARD NIGEL | SENIOR VICE PRESIDENT | 2391434 |
Regulatory Assets Under Management
Total Number of Accounts
21,454AUM (Assets Under Management)
$4,483,164,358Disclosures
Regulatory Event
22Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2003About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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