Jerel R. Noggle

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CRD#: 3054398

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerel Richard Noggle, who also goes by Jerel R Noggle, Jerel Noggle, was a registered financial professional .

Jerel is a previously registered financial professional and started their career in finance in 1998. Jerel had worked at 7 firms and has passed the Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jerel R Noggle | Jerel Noggle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 16, 2011 - October 14, 2016

ARTIFEX FINANCIAL GROUP, LLC

RIA

CRD#: 140643

OAKWOOD, OH

Past

September 25, 2009 - September 12, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CENTERVILLE, OH

Past

September 23, 2009 - September 12, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CENTERVILLE, OH

Past

June 23, 2009 - September 25, 2009

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LEBANON, OH

Past

January 2, 2009 - June 11, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

September 14, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

TROY, OH

Past

August 30, 2006 - June 11, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TROY, OH

Past

April 2, 2003 - March 7, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

DAYTON, OH

Past

March 14, 2002 - March 7, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

DAYTON, OH

Past

March 16, 2001 - February 20, 2002

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

June 1, 1998 - November 21, 2000

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARTIFEX FINANCIAL GROUP, LLC

ARTIFEX FINANCIAL GROUP, LLC | ARTISAN FINANCIAL GROUP, LLC

CRD#: 140643 / SEC#: 801-112759

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/28/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/30/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARTIFEX FINANCIAL GROUP, LLC

ARTIFEX FINANCIAL GROUP, LLC | ARTISAN FINANCIAL GROUP, LLC

CRD#: 140643 / SEC#: 801-112759

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/28/2018 Terminated)

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Contact information

Main Address

2305 Far Hills Avenue Suite 206, Oakwood, OH 45419

Mailing Address

Phone number

(855) 752-6644

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARTIFEX FINANCIAL GROUP FORM ADV PART 2A (MARCH 18, 2025) (3/18/2025)

Regulatory assets under management

Total Number of Accounts	917
AUM (Assets Under Management)	$ 282,024,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerel R. Noggle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

IFG NETWORK SECURITIES, INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

ARTIFEX FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2002

Series 7

Date: 4/6/2001

Series 6

Date: 5/30/1998

Current Firm

ARTIFEX FINANCIAL GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARTIFEX FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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