Syed I. Ahmed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Syed Irfan Ahmed, who also goes by Chris Ahmed, was a registered financial professional .
Syed is a previously registered financial professional and started their career in finance in 1998. Syed had worked at 13 firms and has passed the Series 66, Series 63, Series 7, Series 53, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2013 - December 11, 2014
HAVEN CAPITAL
December 2, 2011 - May 23, 2013
BARCLAYS CAPITAL INC.
December 1, 2011 - May 23, 2013
BARCLAYS CAPITAL INC.
January 3, 2011 - November 30, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 13, 2010 - November 30, 2011
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2008 - February 9, 2009
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
March 14, 2008 - February 9, 2009
J.P. TURNER & COMPANY, L.L.C.
September 1, 2005 - December 31, 2007
TRUIST INVESTMENT SERVICES, INC.
August 26, 2005 - December 31, 2007
TRUIST INVESTMENT SERVICES, INC.
May 25, 2005 - July 8, 2005
PFS INVESTMENTS INC.
August 4, 2003 - February 1, 2005
ADVANTAGE CAPITAL CORPORATION
March 31, 2003 - February 1, 2005
FSC SECURITIES CORPORATION
July 29, 2002 - October 21, 2002
NEOVEST TRADING
March 19, 2001 - October 15, 2001
WMA SECURITIES, INC.
October 2, 2000 - February 7, 2001
NORTHERN TRUST SECURITIES, INC.
September 29, 1998 - September 22, 2000
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HAVEN CAPITAL
CRD#: 167334 / SEC#: 801-78567
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
