Jeffrey L. Haley

HALEY & SUMMERS WEALTH MANAGEMENT

FORT WAYNE, IN

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CRD#: 3053769

Professional summary

Jeffrey Lynn Haley is a registered financial advisor currently at HALEY & SUMMERS WEALTH MANAGEMENT, INC. located in Fort Wayne, Indiana.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SUMMERS FINANCIAL SERVICES; YES INVESTMENT RELATED; 353 WEST WOODLAND FT WAYNE IN 46807; RIA ASSET ALLOCATION FOR FEE WHERE STOCK BONDS AND MUTUAL FUNDS NO DISCRESION; VICE PRESIDENT; 01/01/1997-CURRENT; 160 HOURS/MONTH; 160 DURING SECURITIES TRADING HOURS; IAR IF RIA FEE BASED PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lynn Haley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2000 - Present

HALEY & SUMMERS WEALTH MANAGEMENT, INC.

RIA

CRD#: 108722

FORT WAYNE, IN

Past

July 8, 2010 - May 2, 2011

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

FT WAYNE, IN

Past

October 15, 1998 - June 25, 2010

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

FT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/17/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/17/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/1998

General Securities Representative Examination

Current Firm

HALEY & SUMMERS WEALTH MANAGEMENT, INC.

HALEY & SUMMERS WEALTH MANAGEMENT, INC. | SUMMERS FINANCIAL SERVICES INC

CRD#: 108722 / SEC#: 801-57577

RIA

Registered Investment Advisory firm - (6/25/2003 Terminated)

Indiana

Registered Investment Advisory firm - (1/2/1990 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

620 East Berry Street, Fort Wayne, IN 46802

Mailing Address

Phone number

(260) 437-0254

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 65,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey L. Haley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lynn Haley's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALEY & SUMMERS WEALTH MANAGEMENT, INC.

THE O.N. EQUITY SALES COMPANY

THE O.N. EQUITY SALES COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1998

Series 65

Date: 6/17/1998

Series 7

Date: 10/13/1998

Current Firm

HALEY & SUMMERS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HALEY & SUMMERS WEALTH MANAGEMENT, INC.

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