Osmundo O. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Osmundo Oscar Martinez, who also goes by Mundi Martinez, was a registered financial professional .
Osmundo is a previously registered financial professional and started their career in finance in 1998. Osmundo had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - February 6, 2019
ALTERNA WEALTH MANAGEMENT, INC.
December 16, 2016 - December 12, 2017
ALTERNA SECURITIES, INC.
January 28, 2016 - December 12, 2016
CREAND MANAGEMENT
January 4, 2016 - December 12, 2016
CREAND SECURITIES
March 25, 2014 - November 3, 2015
BRICKELL GLOBAL ADVISORY, INC.
March 20, 2014 - November 3, 2015
BRICKELL GLOBAL MARKETS, INC.
March 1, 2013 - January 21, 2014
HSBC SECURITIES (USA) INC.
July 19, 2012 - January 21, 2014
HSBC SECURITIES (USA) INC.
March 15, 2004 - August 10, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 2003 - August 10, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 1999 - May 2, 2002
PERSHING LLC
July 31, 1998 - May 7, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,285 |
| AUM (Assets Under Management) | $ 1,231,485,679 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
