JC
Jeremy C. Colvin
A.G.P. / ALLIANCE GLOBAL PARTNERS
New York, NY 10005
CRD#: 3053680
Some features on this profile are disabled
JC
Jeremy Christopher ColvinA.G.P. / ALLIANCE GLOBAL PARTNERS
Professional summary
Jeremy Christopher Colvin, who also goes by Jeremy C Colvin, is a registered financial professional currently at A.G.P. / ALLIANCE GLOBAL PARTNERS located in New York, New York.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeremy has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeremy C Colvin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Christopher Colvin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2026 - Present
A.G.P. / ALLIANCE GLOBAL PARTNERS
Office #1: 40 Wall Street, New York, NY 10005RIA
BD
CRD#: 8361
New York, NY
Past
January 28, 2020 - June 12, 2026
BREAN CAPITAL, LLC
BD
CRD#: 23723
NEW YORK, NY
Past
June 13, 2017 - January 24, 2020
OLDEN LANE SECURITIES, LLC
BD
CRD#: 173847
CHATHAM, NJ
Past
September 17, 2013 - August 24, 2016
PERSHING LLC
BD
CRD#: 7560
NEW YORK, NY
Past
January 1, 2011 - May 1, 2017
BNY MELLON CAPITAL MARKETS, LLC
BD
CRD#: 17454
NEW YORK, NY
Past
November 21, 2006 - September 18, 2007
IMA WEALTH
BD
CRD#: 112091
DENVER, CO
Past
June 2, 2006 - September 18, 2007
TRUENORTH, INC.
RIA
CRD#: 110198
DENVER, CO
Past
August 20, 1999 - February 18, 2000
GILFORD SECURITIES INCORPORATED
BD
CRD#: 8076
NEW YORK, NY
Past
November 17, 1998 - September 2, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2026)
RR
Alaska(6/10/2026)
RR
Arizona(6/10/2026)
RR
Arkansas(6/10/2026)
RR
California(6/10/2026)
RR
Colorado(6/10/2026)
RR
Connecticut(6/10/2026)
RR
Delaware(6/12/2026)
RR
District of Columbia(6/10/2026)
RR
Florida(6/10/2026)
RR
Georgia(6/10/2026)
RR
Hawaii(6/12/2026)
RR
Idaho(6/11/2026)
RR
Illinois(6/10/2026)
RR
Indiana(6/10/2026)
RR
Kansas(6/10/2026)
RR
Kentucky(6/10/2026)
RR
Louisiana(6/10/2026)
RR
Maine(6/15/2026)
RR
Massachusetts(6/11/2026)
RR
Michigan(6/10/2026)
RR
Minnesota(6/15/2026)
RR
Mississippi(6/10/2026)
RR
Missouri(6/10/2026)
RR
Montana(6/10/2026)
RR
Nebraska(6/10/2026)
RR
Nevada(6/10/2026)
RR
New Hampshire(6/10/2026)
RR
New Jersey(6/10/2026)
RR
New Mexico(6/10/2026)
RR
New York(6/10/2026)
RR
North Carolina(6/10/2026)
RR
North Dakota(6/10/2026)
RR
Ohio(6/10/2026)
RR
Oklahoma(6/10/2026)
RR
Oregon(6/10/2026)
RR
Pennsylvania(6/10/2026)
RR
Puerto Rico(6/10/2026)
RR
South Carolina(6/10/2026)
RR
South Dakota(6/10/2026)
RR
Tennessee(6/10/2026)
RR
Texas(6/10/2026)
RR
Utah(6/10/2026)
RR
Vermont(6/10/2026)
RR
Virginia(6/10/2026)
RR
Washington(6/10/2026)
RR
West Virginia(6/10/2026)
RR
Wisconsin(6/10/2026)
RR
Wyoming(6/10/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...
Contact information
Main Address
88 Post Road West 2nd Floor, Westport, CT 06880
Mailing Address
88 Post Road West 2nd Floor, Westport, CT 06880
Phone number
(203) 662-9700
Established
New York since 07/06/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Medium
# of Employees
320
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCE GLOBAL HOLDINGS, INC. | HOLDING COMPANY | |
| GAMBARDELLA, RAFFAELE | COO/CHIEF RISK OFFICER | 2448073 |
| HIGGINS, THOMAS JOSEPH | PRINCIPAL OPERATIONS OFFICER | 1477505 |
| KLEIN, CRAIG ERIN | CFO, PRINCIPAL FINANCIAL OFFICER | 3253836 |
| LAURIELLO, ANTHONY JOSEPH | MUNICIPAL SECURITIES PRINCIPAL | 1086881 |
| MICHALS, PHILLIP WILLIAM | CHIEF EXECUTIVE OFFICER | 2414124 |
| VENEZIA, JOHN JOSEPH | CHIEF COMPLIANCE OFFICER - BROKER DEALER, RIA | 2737135 |
Regulatory assets under management
| Total Number of Accounts | 6,959 |
| AUM (Assets Under Management) | $ 2,300,125,872 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
