JC
Jeremy C. Colvin
BREAN CAPITAL
New York, NY 10017
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CRD#: 3053680
JC
Professional summary
Jeremy Christopher Colvin, who also goes by Jeremy C Colvin, is a registered financial professional currently at BREAN CAPITAL, LLC located in New York, New York.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeremy has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeremy C Colvin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Christopher Colvin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2020 - Present
BREAN CAPITAL, LLC
Office #1: 505 Fifth Avenue 5th Floor, New York, NY 10017Office #2: 382 Springfield Avenue Suite 517, Summit, NJ 07901BD
CRD#: 23723
New York, NY
Past
June 13, 2017 - January 24, 2020
OLDEN LANE SECURITIES, LLC
BD
CRD#: 173847
CHATHAM, NJ
Past
September 17, 2013 - August 24, 2016
PERSHING LLC
BD
CRD#: 7560
NEW YORK, NY
Past
January 1, 2011 - May 1, 2017
BNY MELLON CAPITAL MARKETS, LLC
BD
CRD#: 17454
NEW YORK, NY
Past
November 21, 2006 - September 18, 2007
IMA WEALTH
BD
CRD#: 112091
DENVER, CO
Past
June 2, 2006 - September 18, 2007
TRUENORTH, INC.
RIA
CRD#: 110198
DENVER, CO
Past
August 20, 1999 - February 18, 2000
GILFORD SECURITIES INCORPORATED
BD
CRD#: 8076
NEW YORK, NY
Past
November 17, 1998 - September 2, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2020)
RR
Arizona(9/11/2020)
RR
Arkansas(11/13/2025)
RR
California(1/28/2020)
RR
Colorado(12/11/2020)
RR
Delaware(12/10/2020)
RR
District of Columbia(6/25/2020)
RR
Florida(9/30/2020)
RR
Georgia(9/21/2020)
RR
Hawaii(3/21/2024)
RR
Idaho(9/9/2020)
RR
Illinois(9/8/2020)
RR
Indiana(2/11/2020)
RR
Iowa(9/21/2020)
RR
Kansas(4/20/2020)
RR
Louisiana(1/28/2020)
RR
Maine(9/10/2020)
RR
Maryland(12/1/2020)
RR
Massachusetts(12/12/2024)
RR
Michigan(2/6/2025)
RR
Minnesota(9/10/2020)
RR
Mississippi(9/10/2020)
RR
Missouri(11/13/2025)
RR
Nebraska(4/6/2020)
RR
New Jersey(1/28/2020)
RR
New Mexico(9/10/2020)
RR
New York(1/28/2020)
RR
North Carolina(9/10/2020)
RR
North Dakota(9/14/2020)
RR
Ohio(1/28/2020)
RR
Oklahoma(2/24/2020)
RR
Pennsylvania(9/10/2020)
RR
Puerto Rico(9/11/2020)
RR
Rhode Island(9/9/2020)
RR
South Carolina(3/23/2020)
RR
South Dakota(8/31/2020)
RR
Tennessee(9/11/2020)
RR
Texas(10/1/2020)
RR
Utah(4/21/2020)
RR
Washington(12/1/2020)
RR
West Virginia(9/15/2020)
RR
Wisconsin(9/9/2020)
RR
Wyoming(9/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BC
BREAN CAPITAL, LLC
BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.
CRD#: 23723 / SEC#: , 8-40742
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Phone number
(212) 702-6500
Established
Delaware since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
