Michael P. Hogan

NCU INVESTMENT SOLUTIONS

SMITHFILED, RI 02917

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CRD#: 3053664

Professional summary

Michael P Hogan, who also goes by Michael Patrick Hogan, Michael Hogan, is a registered financial advisor currently at NCU INVESTMENT SOLUTIONS located in Smithfiled, Rhode Island.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Patrick Hogan | Michael Hogan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/18/2022 - No Business Name - Investment Related - Warwick RI 02889 - Real Estate Rental - owner - Start Date - 9/29/2006 - 2 Hours Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Hogan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

NCU INVESTMENT SOLUTIONS

Office #1: 1005 Douglas Pike, Smithfiled, RI 02917

RIA

CRD#: 134804

SMITHFILED, RI

Past

May 18, 2022 - September 8, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

PROVIDENCE, RI

Past

May 18, 2022 - September 8, 2025

LPL FINANCIAL LLC

CRD#: 6413

PROVIDENCE, RI

Past

April 15, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Providence, RI

Past

April 15, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Providence, RI

Past

August 2, 2018 - March 30, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

BARRINGTON, RI

Past

August 2, 2018 - March 30, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

BARRINGTON, RI

Past

February 20, 2018 - August 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PROVIDENCE, RI

Past

November 21, 2017 - August 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PROVIDENCE, RI

Past

January 6, 2016 - July 27, 2017

SANTANDER SECURITIES LLC

CRD#: 41791

East Providence, RI

Past

July 16, 2012 - December 7, 2015

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SOUTHBRIDGE, MA

Past

January 9, 2012 - July 20, 2012

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

GREENVILLE, RI

Past

June 9, 2009 - September 29, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CRANSTON, RI

Past

January 6, 2004 - June 9, 2009

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

PROVIDENCE, RI

Past

December 16, 2002 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

June 10, 1998 - January 11, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(9/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NCU INVESTMENT SOLUTIONS

NCU INVESTMENT SOLUTIONS | RANDALL FINANCIAL GROUP, LLC

CRD#: 134804 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/3/2005 Approved)

Rhode Island

Registered Investment Advisory firm - (4/18/2005 Approved)

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Contact information

Main Address

1005 Douglas Pike, Smithfiled, RI 02917

Mailing Address

Phone number

(401) 228-0100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	261
AUM (Assets Under Management)	$ 58,923,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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CITIZENS SECURITIES, INC.

IAR

WARWICK, RI

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Advisor Monitoring

Firm Stability Insights

Michael P. Hogan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Hogan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SANTANDER SECURITIES LLC

CUSO FINANCIAL SERVICES, L.P.

ALLSTATE FINANCIAL SERVICES, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

1ST DISCOUNT BROKERAGE, INC.

VERAVEST INVESTMENTS, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2018

Series 63

Date: 3/12/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/28/2017

Series 6

Date: 12/14/2002

Current Firm

NCU INVESTMENT SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NCU INVESTMENT SOLUTIONS

TRUST BUT VERIFY

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