Marc A. Clingaman
Professional summary
Marc Alan Clingaman is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1998. Marc has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Alan Clingaman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2024 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606January 20, 2023 - June 16, 2023
GREAT POINT CAPITAL LLC
December 18, 2012 - April 3, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
August 6, 2003 - September 26, 2012
GREAT POINT CAPITAL LLC
June 23, 2003 - August 7, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
April 23, 2002 - November 21, 2002
TAFFERER TRADING, LLC
June 30, 1998 - May 10, 2000
TRADESCAPE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2024)
Exams
Series 57TO
Date: 1/20/2023
Securities Trader ExamSeries 55
Date: 11/14/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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