William B. Harrell

ROBERT HARRELL

Austin, TX 78731

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CRD#: 3053590

Professional summary

William Butler Harrell, who also goes by Will Harrell, is a registered financial advisor currently at ROBERT HARRELL, INCORPORATED located in Austin, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Harrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Butler Harrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2011 - Present

ROBERT HARRELL, INCORPORATED

Office #1: 8310 N. Capital Of Texas Highway Building 1, Suite 320, Austin, TX 78731

RIA

CRD#: 106191

Austin, TX

Past

October 2, 2009 - December 31, 2009

DECISION DATA AND CONSULTING LLC

RIA

CRD#: 151269

PLANO, TX

Past

September 2, 2005 - September 14, 2009

ROBERT HARRELL, INCORPORATED

RIA

CRD#: 106191

AUSTIN, TX

Past

May 16, 2000 - February 4, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

December 23, 1998 - May 3, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

May 26, 1998 - October 27, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 26, 1998 - October 27, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERT HARRELL, INCORPORATED

HARRELL ROBERT INCORPORATED | ROBERT HARRELL, INCORPORATED | ROBERT HARRELL INCORPORATED

CRD#: 106191 / SEC#: 801-40048

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/4/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/22/1998

General Securities Representative Examination

Current Firm

ROBERT HARRELL, INCORPORATED

HARRELL ROBERT INCORPORATED | ROBERT HARRELL, INCORPORATED | ROBERT HARRELL INCORPORATED

CRD#: 106191 / SEC#: 801-40048

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

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Contact information

Main Address

8310 N. Capital Of Texas Highway Building 1, Suite 320, Austin, TX 78731

Mailing Address

Phone number

(512) 795-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 958,916,294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William B. Harrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Butler Harrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

DECISION DATA AND CONSULTING LLC

ROBERT HARRELL, INCORPORATED

LPL FINANCIAL LLC

NYLIFE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ROBERT HARRELL, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2005

Series 63

Date: 6/4/1998

Series 7

Date: 5/22/1998

Current Firm

ROBERT HARRELL, INCORPORATED

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERT HARRELL, INCORPORATED

TRUST BUT VERIFY

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