Larry R. Lee

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CRD#: 305346

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Rex Lee was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1971. Larry had worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

L.E. LEE INSURANCE & FINANCIAL SERVICES, 8841 RESEARCH DRIVE, SUITE 100, IRIVNE, CA 92618; GROUP INSURANCE, EMPLOYEE BENEFIT PLANS, INSURANCE; NOT INVESTMENT RELATED; STARTED 04/1969; 60 HOURS PER MONTH, DURING TRADING HOURS; PRESIDENT; ORGANIZATION FOR INSURANCE PRODUCTS; SELLING AND SERVICING OF INSURANCE AND ADVISING CLIENTS; COMPENSATION-COMMISSIONS///FDPWM RIA; SAME ADDRESS AS ABOVE; INVESTMENT RELATED; CLIENT INVOLVEMENT; INVESTING MONEY; 1 HOUR PER MONTH, DURING TRADING HOURS; REGISTERD INVESTMENT ADVISOR, SALES; COMPENSATION-RIA FEES///FINANCIAL DILIGENCE PARTNERS; SAME ADDRESS AS ABOVE; SALES OFFICE FOR PRACTICE; IVESTMENT RELATED; STARTED 10/2002; 60 HOURS PER MONTH, DURING TRADING HOURS; CLIENT INVOLVEMENT; ORGANIZATION WHERE ALL SECURITIES BUSINESS GOES THROUGH; ADVISING CLIENTS, MARKETING; COMPENSATION-COMMISSIONS///NAIFA NATIONAL, 2901 TELESTAR CT., FALLS CHURCH, VA 22042; PROFESSIONAL ASSOCIATION; NOT INVESTMENT RELATED; STARED 1972; 10 HOURS PER MONTH, 0 DURING TRADING HOURS; MEMBER BENEFIT CHAIRMAN; NO CLIENT INVOLVEMENT; CHAIR MEMBER, BENEFIT COMMITTEE, SPEACHES AND OVERSEE MEMBER BENEFITS; NO COMPENSATION

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 27, 2018 - December 31, 2024

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

Irvine, CA

Past

January 11, 2011 - January 7, 2025

FDP WEALTH MANAGEMENT, LLC

RIA

CRD#: 154597

IRVINE, CA

Past

November 19, 2010 - November 3, 2011

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

IRVINE, CA

Past

October 21, 2010 - December 31, 2024

VALMARK SECURITIES, INC.

CRD#: 31243

IRVINE, CA

Past

July 8, 2008 - October 22, 2010

OSAIC FS, INC.

RIA

CRD#: 3870

IRVINE, CA

Past

March 1, 2002 - January 22, 2009

ALLIED PROFESSIONAL ADVISORS INC.

RIA

CRD#: 111830

SANTA ANA, CA

Past

January 3, 2002 - October 22, 2010

OSAIC FS, INC.

CRD#: 3870

IRVINE, CA

Past

June 4, 1997 - January 16, 2002

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 19, 1997 - January 9, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 8, 1989 - May 15, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

October 12, 1982 - December 31, 1989

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 12, 1971 - July 19, 1980

NYLIFE SECURITIES LLC

CRD#: 5167

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/6/1971

Registered Representative Examination

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

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Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Larry R. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FDP WEALTH MANAGEMENT, LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

OSAIC FS, INC.

ALLIED PROFESSIONAL ADVISORS INC.

OSAIC FS, INC.

1717 CAPITAL MANAGEMENT COMPANY

OSAIC WEALTH, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

NYLIFE SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/1998

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 10/6/1971

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

Contact information

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