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EM

Emmet F. Martin

TRUSTMONT ADVISORY GROUP
MAULDIN, SC 29662
Some features on this profile are disabled
CRD#: 3053367
EM

Professional summary

Emmet Francis Martin SR is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Mauldin, South Carolina and TRUSTMONT FINANCIAL GROUP, INC. located in Mauldin, South Carolina.

Emmet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Emmet has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 4, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emmet Francis Martin SR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2010 - Present

TRUSTMONT ADVISORY GROUP, INC.

Office #1: 1220 Alexander Street, Mauldin, SC 29662
RIA
CRD#: 106015
MAULDIN, SC
Current

August 16, 2010 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 1220 Alexander St, Mauldin, SC 29662
BD
CRD#: 18312
Mauldin, SC
Past

September 1, 2011 - June 25, 2013

NOVUS ADVISORS

RIA
CRD#: 157908
GREENVILLE, SC
Past

September 18, 2009 - August 13, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
GREENVILLE, SC
Past

September 15, 2009 - August 13, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
GREENVILLE, SC
Past

September 23, 2008 - September 17, 2009

CIC ADVISERS, LLC

RIA
CRD#: 130735
RALEIGH, NC
Past

September 18, 2008 - September 17, 2009

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
GREENVILLE, SC
Past

July 24, 2007 - September 17, 2008

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
SPARTANBURG, SC
Past

July 13, 2007 - September 17, 2008

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
SPARTANBURG, SC
Past

July 1, 2003 - July 12, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GREENVILLE, SC
Past

August 24, 2000 - July 12, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GREENVILLE, SC
Past

June 16, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 29, 1998 - July 13, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC

CRD#: 106015 / SEC#: 801-30694

RIA
Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/29/2010)
RR
Georgia
(9/2/2010)
RR
Maine
(1/3/2011)
RR
Maryland
(2/22/2019)
RR
Massachusetts
(10/5/2010)
RR
Minnesota
(8/20/2010)
RR
New York
(4/12/2019)
RR
North Carolina
(8/19/2010)
RR
South Carolina
(8/16/2010)
IAR
South Carolina
(8/23/2010)
RR
Tennessee
(2/13/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/20/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/26/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/4/2008
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/25/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/15/2008
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC

CRD#: 106015 / SEC#: 801-30694

RIA
Registered Investment Advisory firm - (11/27/1987 Approved)
PREMIUM
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Contact information

Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,387
AUM (Assets Under Management)$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015Mauldin, SC 29662

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