AS
Ana Luiza D. Sigaud
BTG PACTUAL ASSET MANAGEMENT US
New York, NY 10022
Some features on this profile are disabled
CRD#: 3053249
AS
Professional summary
Ana Luiza D Sigaud, CIMA®, who also goes by Ana Luiza Sigaud, Ana Sigaud Vargas, Analuiza S Vargas, Analuiza Sigaud Vargas, Luiza Vargas, is a registered financial advisor currently at BTG PACTUAL ASSET MANAGEMENT US , LLC located in New York, New York and BTG PACTUAL US CAPITAL, LLC located in New York, New York.
Ana Luiza is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ana Luiza has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ana Luiza Sigaud | Ana Sigaud Vargas | Analuiza S Vargas | Analuiza Sigaud Vargas | Luiza Vargas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TECILAUA LTD INVESTMENT RELATED: N ADDRESS OF BUSINESS: FLEMMING HOUSE, WICKHAMS CAY P. O. BOX 662 ROAD TOWN TORTOLA 0 BRITISH VIRGIN ISLANDS NATURE OF BUSINESS: OTHER FINANCIAL INVESTMENTS AT PERSHING POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 10/22/2010 NUMBER OF HOURS DEVOTED: 1 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THIS IS A PRIVATE HOLDING COMPANY. THE PURPOSE IS TO HOLD MY MOTHER'S FINANCIAL ASSETS AT PERSHING. ALL ASSETS BELONG TO MY MOTHER, HELENA SIGAUD. I AM AN ATTORNEY AT LAW. For profit or not for profit: For-Profit Organization Name of outside business organization: POA Investment related: N Address of business: New York, New York 10010 Nature of business: Other, POA Position, title, association: Fiduciary, Start date of relationship: 10/1/2016 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I own an apartment on Madison Green Building located at New York, NY 10010 It is contemplated that I may provide investment advice to clients under BTG Pactual Asset Management US, LLC. BTG Pactual Asset Management US, LLC is an SEC registered investment adviser and an affiliate of BTG Pactual US Capital, LLC. This activity is contemplated to commence in April 2022. None of my work time is currently devoted to my role as an Investment Advisor of BTG Pactual Asset Management US, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Ana Luiza D Sigaud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 28, 2022 - Present
BTG PACTUAL ASSET MANAGEMENT US , LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022RIA
CRD#: 152538
New York, NY
Current
June 2, 2020 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831BD
CRD#: 149486
New York, NY
Past
October 17, 2012 - May 29, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
February 2, 2005 - December 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
May 28, 1998 - May 29, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
Registered Investment Advisory firm - (1/19/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/25/2023)
RR
Alaska(4/25/2023)
RR
Arizona(4/25/2023)
RR
Arkansas(4/25/2023)
RR
California(6/8/2020)
RR
Colorado(4/25/2023)
RR
Connecticut(6/8/2020)
RR
Delaware(4/26/2022)
RR
District of Columbia(4/25/2023)
RR
Florida(6/8/2020)
RR
Georgia(4/25/2023)
RR
Hawaii(4/25/2023)
RR
Idaho(4/25/2023)
RR
Illinois(4/25/2023)
RR
Indiana(4/25/2023)
RR
Iowa(4/25/2023)
RR
Kansas(4/25/2023)
RR
Kentucky(4/25/2023)
RR
Louisiana(4/25/2023)
RR
Maine(4/25/2023)
RR
Maryland(4/25/2023)
RR
Massachusetts(4/26/2022)
RR
Michigan(4/25/2023)
RR
Mississippi(4/25/2023)
RR
Missouri(6/20/2023)
RR
Montana(4/25/2023)
RR
Nebraska(4/25/2023)
RR
Nevada(4/25/2023)
RR
New Hampshire(4/25/2023)
RR
New Jersey(6/8/2020)
RR
New York(6/2/2020)
IAR
New York(4/28/2022)
RR
North Carolina(4/25/2023)
RR
North Dakota(4/25/2023)
RR
Ohio(4/26/2023)
RR
Oklahoma(4/25/2023)
RR
Oregon(4/25/2023)
RR
Pennsylvania(4/25/2023)
RR
Puerto Rico(4/25/2023)
RR
Rhode Island(4/25/2023)
RR
South Carolina(4/25/2023)
RR
South Dakota(4/25/2023)
RR
Texas(4/25/2023)
RR
Utah(4/25/2023)
RR
Vermont(4/25/2023)
RR
Virgin Islands(4/25/2023)
RR
Washington(4/25/2023)
RR
West Virginia(4/25/2023)
RR
Wisconsin(4/25/2023)
RR
Wyoming(4/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
Registered Investment Advisory firm - (1/19/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 293-4600
Established
Firm type
Fiscal year end
# of Employees
176
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 548 |
| AUM (Assets Under Management) | $ 25,628,617,941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
