Robert P. Huntington
Professional summary
Robert P Huntington, CFP®, who also goes by Robert Pine Huntington, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Wilmington, Delaware.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 14 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert P Huntington's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert P Huntington's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
November 3, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 2711 Centerville Road Suite 205, Wilmington, DE 19808November 3, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 2711 Centerville Road Suite 205, Wilmington, DE 19808November 27, 2023 - October 29, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 2023 - October 29, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 2021 - April 26, 2022
OSAIC FA, INC.
April 20, 2021 - April 26, 2022
OSAIC FA, INC.
August 26, 2020 - April 20, 2021
CITIZENS SECURITIES, INC.
August 26, 2020 - April 20, 2021
CITIZENS SECURITIES, INC.
March 4, 2019 - April 6, 2020
M&T SECURITIES, INC.
March 1, 2019 - April 6, 2020
M&T SECURITIES, INC.
August 11, 2016 - June 20, 2017
SANTANDER SECURITIES LLC
August 21, 2013 - August 10, 2016
SANTANDER SECURITIES LLC
July 8, 2013 - June 20, 2017
SANTANDER SECURITIES LLC
June 1, 2009 - January 6, 2012
MORGAN STANLEY
June 1, 2009 - January 6, 2012
MORGAN STANLEY
March 23, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 23, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 18, 2005 - February 22, 2007
PNC WEALTH MANAGEMENT LLC
October 18, 2005 - February 22, 2007
PNC WEALTH MANAGEMENT LLC
September 21, 2004 - December 31, 2004
JESUP & LAMONT ADVISORS
August 5, 2004 - December 31, 2004
EMPIRE FINANCIAL GROUP, INC.
June 10, 2003 - August 19, 2004
TD AMERITRADE, INC.
February 26, 1999 - August 19, 2004
TD AMERITRADE, INC.
January 4, 1999 - January 29, 1999
JWGENESIS FINANCIAL GROUP, INC
October 2, 1998 - January 4, 1999
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2025)
(11/3/2025)
(11/3/2025)
(11/3/2025)
Exams
Series 6TO
Date: 11/3/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Wilmington, DE 19808TRUST BUT VERIFY
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