Anthony Fred Morgillo
CFP®Professional Summary
Anthony Fred Morgillo, CFP®, who also goes by Anthony Morgillo, Tony Morgillo, is a registered financial advisor currently at GREY LEDGE ADVISORS, LLC located in Guilford, Connecticut. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Anthony has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anthony Morgillo, Tony Morgillo
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ARIA, LLC | GSB WEALTH MANAGEMENT, LLC | GREY LEDGE ADVISORS, LLC | GREY LEDGE ADVISORS | CTMA | ASSET & RETIREMENT INVESTMENT ASSOCIATES, LLC
Contact Information
Main Address
One Park Street, Guilford, CT 06437Phone Number
(203) 453-9075# of Employees
12SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,575AUM (Assets Under Management)
$616,042,789Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ARIA, LLC | GSB WEALTH MANAGEMENT, LLC | GREY LEDGE ADVISORS, LLC | GREY LEDGE ADVISORS | CTMA | ASSET & RETIREMENT INVESTMENT ASSOCIATES, LLC
State Registrations and Notice Filings
(8/7/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1998About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Anthony Fred Morgillo's CRS (Customer Relationship Summary).
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