Anthony F. Morgillo

GREY LEDGE ADVISORS

Guilford, CT 06437

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CRD#: 3053010

Professional summary

Anthony Fred Morgillo, CFP®, who also goes by Anthony Morgillo, Tony Morgillo, is a registered financial advisor currently at GREY LEDGE ADVISORS, LLC located in Guilford, Connecticut.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Anthony has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Morgillo | Tony Morgillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Fred Morgillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

August 7, 2020 - Present

GREY LEDGE ADVISORS, LLC

Office #1: One Park Street, Guilford, CT 06437

RIA

CRD#: 124867

Guilford, CT

Past

March 7, 2013 - June 17, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BRANFORD, CT

Past

March 7, 2013 - June 17, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BRANFORD, CT

Past

March 23, 2011 - May 21, 2012

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

SHELTON, CT

Past

March 23, 2011 - May 21, 2012

HSBC SECURITIES (USA) INC.

CRD#: 19585

SHELTON, CT

Past

April 3, 2006 - March 14, 2011

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SOUTH WINDSOR, CT

Past

March 31, 2006 - March 14, 2011

NATIONAL PLANNING CORPORATION

CRD#: 29604

SOUTH WINDSOR, CT

Past

May 5, 2003 - April 3, 2006

OSAIC FS, INC.

RIA

CRD#: 3870

GUILFORD, CT

Past

May 2, 2003 - April 3, 2006

OSAIC FS, INC.

CRD#: 3870

GUILFORD, CT

Past

September 25, 2000 - May 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW HAVEN, CT

Past

August 14, 1999 - May 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 14, 1998 - July 1, 1999

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREY LEDGE ADVISORS, LLC

CRD#: 124867 / SEC#: 801-61932

RIA

Registered Investment Advisory firm - (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - (3/27/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/5/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREY LEDGE ADVISORS, LLC

CRD#: 124867 / SEC#: 801-61932

RIA

Registered Investment Advisory firm - (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - (3/27/2003 Terminated)

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Contact information

Main Address

One Park Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 453-9075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/24/2025)

Regulatory assets under management

Total Number of Accounts	1,479
AUM (Assets Under Management)	$ 540,432,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony F. Morgillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Fred Morgillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

OSAIC FS, INC.

OSAIC FS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIZENS SECURITIES, INC.

Primary Firm SEC Registration

GREY LEDGE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/1999

Series 63

Date: 5/11/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/11/1999

Series 6

Date: 5/5/1998

Current Firm

GREY LEDGE ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREY LEDGE ADVISORS, LLC

TRUST BUT VERIFY

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