DF
Daniel J. Ferwerda
SPC
Grand Rapids, MI 49525
Some features on this profile are disabled
CRD#: 3052973
DF
Professional summary
Daniel Jon Ferwerda, AIF®, who also goes by Dan Ferwerda, is a registered financial advisor currently at SPC located in Grand Rapids, Michigan and SIGMA FINANCIAL CORPORATION located in Grand Rapids, Michigan.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Ferwerda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. As an independently licensed insurance agent, I am appointed with various insurance companies. Approx. hrs/mo: 2 2. Ada/Cascade East Rotary, Secretary, Start date: DEC 1, 2012, APPROX # HRS/MO: 2, APPROX # OF HRS SPENT DURING REGULAR SECURITIES TRADING HOURS: 2 3. DBA - TrueStone Wealth Management, Grand Rapids, MI. Offering financial services. Start date: 5/16/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jon Ferwerda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 1, 2018 - Present
SPC
Office #1: 1917 E. Beltline Ave Ne Ste. B, Grand Rapids, MI 49525RIA
CRD#: 110692
Grand Rapids, MI
Current
June 1, 2018 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 1971 E Beltline Ave Ne Ste. 200-b, Grand Rapids, MI 49525BD
CRD#: 14303
Grand Rapids, MI
Past
October 2, 2012 - April 20, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
GRAND RAPIDS, MI
Past
September 14, 2012 - April 20, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
GRAND RAPIDS, MI
Past
May 26, 2010 - September 20, 2012
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
GRAND RAPIDS, MI
Past
December 4, 2002 - September 20, 2012
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
GRAND RAPIDS, MI
Past
June 6, 2000 - November 4, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
June 3, 1999 - June 2, 2000
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
COLUMBUS, OH
Past
November 2, 1998 - April 6, 1999
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2023)
RR
Colorado(1/12/2023)
RR
Florida(10/10/2018)
RR
Hawaii(8/18/2025)
RR
Indiana(1/12/2023)
RR
Michigan(6/1/2018)
IAR
Michigan(6/1/2018)
RR
South Carolina(1/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Grand Rapids, MI 49525TRUST BUT VERIFY
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