Bruce E. Davis

BUCK WEALTH STRATEGIES

Denver, CO 80237

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CRD#: 3052829

Professional summary

Bruce Edward Davis JR, who also goes by Bruce Edward Davis Jr, Bruce Edward Davis, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Denver, Colorado and MADISON AVENUE SECURITIES, LLC located in Denver, Colorado.

Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bruce has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bruce Edward Davis Jr | Bruce Edward Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: E.A. Buck Financial Services; Address: 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Financial Advisor; Duties: Financial Advisor offering investment advice and insurance; Hours Per Week: 40 Hours; Start Date: 08/2024; 2.) Name: Buck Wealth Strategies; Address: 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Registered Investment Adviser engaged in asset management services; Hours Per Week: 40 Hours; Start Date: 08/2024; 3.) Name: E.A Buck Insurance; Address: 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Insurance Agent; Duties: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 08/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Edward Davis JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2024 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 4600 S. Syracuse Street Suite 650, Denver, CO 80237

RIA

CRD#: 322138

Denver, CO

Current

August 19, 2024 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 4600 S. Syracuse Suite 650, Denver, CO 80237

RIA

CRD#: 23224

Denver, CO

Past

October 29, 2021 - July 25, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Aurora, CO

Past

October 14, 2021 - July 25, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

September 5, 2013 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

AURORA, CO

Past

September 5, 2013 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

August 19, 2010 - August 30, 2013

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

DENVER, CO

Past

August 19, 2010 - August 30, 2013

NATIONAL PLANNING CORPORATION

CRD#: 29604

DENVER, CO

Past

January 21, 2010 - August 2, 2010

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

October 26, 2007 - August 2, 2010

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

October 16, 2007 - December 31, 2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

August 9, 2007 - October 1, 2007

NEW ENGLAND SECURITIES

CRD#: 615

AURORA, CO

Past

July 20, 2006 - August 20, 2007

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DENVER, CO

Past

July 20, 2006 - August 20, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

DENVER, CO

Past

June 11, 2004 - July 11, 2006

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ENGLEWOOD, CO

Past

March 8, 2004 - July 11, 2006

PRUCO SECURITIES, LLC.

CRD#: 5685

ENGLEWOOD, CO

Past

January 15, 2003 - January 7, 2004

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

August 27, 2002 - December 17, 2002

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

ENGLEWOOD, CO

Past

August 5, 2002 - December 17, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

October 19, 2000 - August 2, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ENGLEWOOD, CO

Past

October 19, 2000 - August 2, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 11, 2000 - October 20, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

July 8, 1998 - June 9, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/19/2024)

IAR

Colorado
(8/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/13/2005

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bruce E. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Edward Davis JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

CURIAN CLEARING, LLC

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

NEW ENGLAND SECURITIES

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUCO SECURITIES, LLC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1998

Series 63

Date: 6/25/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/7/1998

Series 26

Date: 4/13/2005

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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