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CS

Christopher N. Spencer

G. A. REPPLE & COMPANY
Gothenburg, NE 69138
Some features on this profile are disabled
CRD#: 3052780
CS

Professional summary

Christopher Norris Spencer, who also goes by Chris Spencer, is a registered financial professional currently at G. A. REPPLE & COMPANY located in Gothenburg, Nebraska.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Spencer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Norris Spencer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2007 - Present

G. A. REPPLE & COMPANY

Office #1: 828 Lake Avenue Suite C, Gothenburg, NE 69138
RIA
BD
CRD#: 17486
Gothenburg, NE
Past

December 18, 2003 - March 8, 2007

UNITED HERITAGE FINANCIAL SERVICES, INC.

BD
CRD#: 35316
GOTHENBURG, NE
Past

June 5, 1998 - December 31, 2003

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)
California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/7/2008)
RR
Florida
(1/9/2024)
RR
Nebraska
(3/5/2007)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/31/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/4/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)
California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
101 Normandy Rd, Casselberry, FL 32707
Mailing Address
101 Normandy Rd, Casselberry, FL 32707
Phone number
(407) 339-9090
Established
Florida since 11/05/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GA REPPLE ADV WRAP BROCHURE - DIRECT DTD 3-28-2018 (3/31/2025)
2024 -10-30 GAR PART 2A OF FORM ADV_RELEASE (3/31/2025)
FMAX BROCHURE 2021 (3/31/2025)
GA REPPLE OPTIMIZED INVESTMENT PLATFORM - DTD 3-28-18 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
G.A. REPPLE FINANCIAL GROUP, INC.PARENT CORPORATION
MOYER, TIMOTHY GLENNCOO2555859
MOYER, TIMOTHY GLENNCCO2555859
REPPLE, GLENN ALLENPRESIDENT, GEN SEC PRINCIPAL374301

Regulatory assets under management

Total Number of Accounts3,349
AUM (Assets Under Management)$ 614,731,911

Disclosures

Regulatory Event8
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G. A. REPPLE & COMPANY

CRD#: 17486Gothenburg, NE 69138

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