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Harri S. Rehnberg

Some features on this profile are disabled
CRD#: 3052750
HR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harri Seppo Rehnberg was a registered financial professional .

Harri is a previously registered financial professional and started their career in finance in 1998. Harri had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 15, 2014 - February 29, 2016

SWEDBANK SECURITIES US, LLC

BD
CRD#: 141190
NEW YORK, NY
Past

August 9, 2010 - October 10, 2012

CARNEGIE, INC.

BD
CRD#: 31184
NEW YORK, NY
Past

May 23, 2002 - June 29, 2010

SEB SECURITIES, INC.

BD
CRD#: 23710
NEW YORK, NY
Past

June 9, 2000 - May 21, 2002

HANDELSBANKEN MARKETS SECURITIES, INC.

BD
CRD#: 38485
NEW YORK, NY
Past

May 3, 1999 - April 6, 2000

AUERBACH GRAYSON & COMPANY LLC

BD
CRD#: 30761
NEW YORK, NY
Past

May 14, 1998 - April 19, 1999

AROS SECURITIES INC.

BD
CRD#: 39779
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/29/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/8/1998
General Securities Representative Examination

Current Firm

SS
SWEDBANK SECURITIES US, LLC
SWEDBANK FIRST SECURITIES, LLC | SWEDBANK SECURITIES US, LLC

CRD#: 141190 / SEC#: , 8-67369

BD
Terminated by SEC on 12/11/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 01/24/2006
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SWEDBANK ABMEMBER
COLOMBO, DOUGLASCHIEF COMPLIANCE OFFICER1858351
HURD, JONATHAN SCOTTFINOP/PFO/POO4159864
MATTHEWS, JOHNPRESIDENT AND CEO2629122

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SWEDBANK SECURITIES US, LLC

CRD#: 141190

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