Brian W. Pace

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CRD#: 3052691

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Wesley Pace, CFP®, who also goes by Brian Pace, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Pace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

April 12, 2007 - December 31, 2014

HOMESTEAD ADVISERS CORP.

RIA

CRD#: 109845

ARLINGTON, VA

Past

April 12, 2007 - January 6, 2014

HOMESTEAD FINANCIAL SERVICES CORP.

CRD#: 26643

ARLINGTON, VA

Past

March 22, 2004 - March 23, 2007

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

May 1, 2003 - March 12, 2004

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

November 7, 2002 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

January 11, 2002 - August 28, 2002

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

CALIFORNIA, MD

Past

February 26, 2001 - August 28, 2002

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

July 2, 1998 - March 8, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOMESTEAD ADVISERS CORP.

HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION

CRD#: 109845 / SEC#: 801-37391

RIA

Registered Investment Advisory firm - (9/21/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/8/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/11/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/19/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HOMESTEAD ADVISERS CORP.

HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION

CRD#: 109845 / SEC#: 801-37391

RIA

Registered Investment Advisory firm - (9/21/1990 Approved)

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Contact information

Main Address

4301 Wilson Blvd., Arlington, VA 22203-1860

Mailing Address

Phone number

866-673-2299/800-258-3030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - INVESTMENT ADVISORY CLIENTS BROCHURE (3/28/2025)

PRIVACY NOTICE - FINANCIAL PLANNING CLIENTS (3/28/2025)

ADV PART 2A - FINANCIAL PLANNING CLIENTS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 7,735,038,928

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian W. Pace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOMESTEAD FINANCIAL SERVICES CORP.

STATE FARM VP MANAGEMENT CORP.

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HOMESTEAD ADVISERS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2007

Series 63

Date: 6/22/1998

Series 7

Date: 12/8/1999

Series 6

Date: 6/11/1998

Series 26

Date: 1/19/1999

Current Firm

HOMESTEAD ADVISERS CORP.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOMESTEAD ADVISERS CORP.

TRUST BUT VERIFY

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