Bob L. Tan
VOYA FINANCIAL ADVISORS
REDLANDS, CA 92374
Some features on this profile are disabled
CRD#: 3052685
Professional summary
Bob Li Tan, CFP®, who also goes by Bob Tan, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Redlands, California.
Bob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bob has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Tan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1200 CALIFORNIA ST STE 108; REDLANDS; CA; 92374; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/8/2012; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:BOB TAN-RENTAL; No; 1919 Huntington Dr. Unit D; Duarte; CA; 91010; Rental Property; Owner; 8/1/2019; 0; 0; MAINTAIN PROPERTY AND COLLECT RENT|NAME OF ENTITY:Rental Property; No; 20236 Edgemont Place; Walnut; CA; 91789; rental property to be rented out; Owner; 2/15/2022; 1; 0; Collecting rent and maintenance.|
CRS (Client Relationship Summary) - RIA
Click below to view Bob Li Tan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bob Li Tan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1030 Nevada St Ste 203, Redlands, CA 92374RIA
BD
CRD#: 2882
REDLANDS, CA
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1030 Nevada St Ste 203, Redlands, CA 92374RIA
BD
CRD#: 2882
REDLANDS, CA
Past
June 29, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
REDLANDS, CA
Past
December 4, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
REDLANDS, CA
Past
February 22, 2005 - June 14, 2005
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ANAHEIM, CA
Past
August 16, 2000 - January 7, 2005
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
March 29, 2000 - May 5, 2000
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
May 26, 1998 - May 4, 2000
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/7/2015)
RR
California(1/3/2011)
IAR
California(1/3/2011)
RR
Florida(6/12/2025)
RR
Idaho(7/21/2022)
RR
Nevada(3/11/2021)
RR
New Hampshire(5/30/2025)
RR
New Mexico(8/23/2024)
RR
Oklahoma(10/4/2021)
RR
Oregon(5/30/2025)
RR
Texas(1/26/2016)
IAR
Texas(5/1/2020)
RR
Utah(5/30/2025)
RR
Washington(1/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Redlands, CA 92374TRUST BUT VERIFY
Monitor Bob Tan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
