Christopher R. Jarvis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Raymond Jarvis, CFP® was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2013 - May 4, 2015
DAKTORI INVESTMENTS, LLC
October 24, 2007 - October 7, 2011
OJM GROUP, LLC
June 15, 2000 - November 18, 2006
MML INVESTORS SERVICES, LLC
June 8, 2000 - November 18, 2006
MML INVESTORS SERVICES, LLC
September 2, 1999 - June 2, 2000
OWEN-JOSEPH SECURITIES, INC.
December 2, 1998 - April 26, 1999
PRINCIPAL SECURITIES, INC.
June 1, 1998 - October 1, 1998
OSAIC FA, INC.
May 26, 1998 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAKTORI INVESTMENTS, LLC
CRD#: 166530 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.