Taeyong Chung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taeyong Chung was a registered financial professional .
Taeyong is a previously registered financial professional and started their career in finance in 1999. Taeyong had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2003 - March 4, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
February 15, 2002 - April 3, 2003
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
July 13, 1999 - May 17, 2000
COLEMAN & COMPANY SECURITIES, INC.
February 5, 1999 - July 16, 1999
DRAKE & COMPANY, INC.
January 12, 1999 - February 5, 1999
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/8/2002
Limited Representative-Equity Trader ExamCurrent Firm
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
CRD#: 104249 / SEC#: , 8-52711
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVOLUTION TRADING MANAGEMENT LLC | OWNER | |
| DENSON, DARYL LEONARD | CHIEF OPERATING OFFICER; FIN-OP, SROP, CROP | 1134397 |
| MASSO, ANTHONY JUDE | CEO/CCO |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
