Reuben E. Zadeh
Professional summary
Reuben Esmail Zadeh, who also goes by Ruben Esmail Zadeh, is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
Reuben is registered as a RR (Registered Representative) and started their career in finance in 1998. Reuben has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Reuben Esmail Zadeh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2023 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035July 23, 1999 - March 22, 2023
CETERA FINANCIAL SPECIALISTS LLC
April 29, 1999 - August 6, 1999
AVANTAX INVESTMENT SERVICES, INC.
May 7, 1998 - April 13, 1999
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2023)
Exams
FINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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