James A. Cutler

USI ADVISORS

Glastonbury, CT 06033

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CRD#: 3052043

Professional summary

James Alan Cutler is a registered financial advisor currently at USI ADVISORS located in Glastonbury, Connecticut and USI SECURITIES, INC. located in Glastonbury, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. James has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alan Cutler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

USI ADVISORS

Office #1: 95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

RIA

CRD#: 108113

Glastonbury, CT

Current

June 22, 2018 - Present

USI SECURITIES, INC.

Office #1: 95 Glastonbury Blvd Suite 102, Glastonbury, CT 06033

RIA

CRD#: 43793

Glastonbury, CT

Past

May 11, 2016 - June 5, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

April 2, 2012 - June 5, 2018

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

WINDSOR, CT

Past

April 2, 2012 - June 5, 2018

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

WINDSOR, CT

Past

January 31, 2012 - February 8, 2014

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

CRD#: 19242

WINDSOR, CT

Past

January 31, 2012 - September 30, 2016

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989

WINDSOR, CT

Past

January 31, 2012 - September 25, 2017

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WINDSOR, CT

Past

January 31, 2012 - September 25, 2017

DIRECTED SERVICES LLC

CRD#: 21675

WINDSOR, CT

Past

January 31, 2012 - June 5, 2018

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 13, 2007 - December 11, 2009

CONNECTICUT INVESTMENT MANAGEMENT

RIA

CRD#: 110462

NEW HAVEN, CT

Past

May 6, 2005 - April 5, 2007

NEWALLIANCE INVESTMENTS, INC.

RIA

CRD#: 126880

WETHERSFIELD, CT

Past

May 6, 2005 - September 30, 2011

NEWALLIANCE INVESTMENTS, INC.

CRD#: 126880

WETHERSFIELD, CT

Past

February 12, 2003 - May 4, 2005

COBURN & MEREDITH, INC.

RIA

CRD#: 164

HARTFORD, CT

Past

February 12, 2003 - May 4, 2005

COBURN & MEREDITH, INC.

CRD#: 164

SIMSBURY, CT

Past

June 29, 1998 - December 11, 2002

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

WESTPORT, CT

Past

May 15, 1998 - December 11, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/22/2018)

IAR

Connecticut
(6/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/9/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/11/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/15/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/3/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/11/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Cutler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alan Cutler's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA RETIREMENT ADVISORS, LLC

VOYA FINANCIAL PARTNERS, LLC

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

VOYA RETIREMENT ADVISORS, LLC

SLD AMERICA EQUITIES, INC.

DIRECTED SERVICES LLC

VOYA FINANCIAL PARTNERS, LLC

CONNECTICUT INVESTMENT MANAGEMENT

NEWALLIANCE INVESTMENTS, INC.

NEWALLIANCE INVESTMENTS, INC.

COBURN & MEREDITH, INC.

COBURN & MEREDITH, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/1998

Series 63

Date: 5/15/1998

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 6/9/2000

Series 7

Date: 5/11/1998

Series 53

Date: 9/15/2008

Series 4

Date: 7/3/2008

Series 24

Date: 1/11/2008

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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