Joseph M. Demartino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Michael Demartino, who also goes by Joseph M Demartino, Joseph Michael Demartino, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2021 - April 27, 2023
BROAD RUN INVESTMENT MANAGEMENT, LLC
July 17, 2001 - July 1, 2003
UBS SECURITIES LLC
October 13, 1999 - August 15, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
BROAD RUN INVESTMENT MANAGEMENT, LLC
CRD#: 165067 / SEC#: 801-77021
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROAD RUN INVESTMENT MANAGEMENT, LLC
CRD#: 165067 / SEC#: 801-77021
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 805,308,492 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
