Yih T. Lin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yih Tzong Lin, who also goes by William Yih Lin, was a registered financial professional .
Yih is a previously registered financial professional and started their career in finance in 2000. Yih had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - February 21, 2021
J.K. FINANCIAL SERVICES, INC.
May 18, 2006 - December 31, 2018
FORTUNE SECURITIES, INC.
January 5, 2004 - May 4, 2006
LEGACY ADVISORY SERVICES, INC.
November 5, 2003 - May 4, 2006
LEGACY FINANCIAL SERVICES, INC.
February 8, 2001 - September 9, 2003
EQUITABLE ADVISORS, LLC
November 6, 2000 - September 9, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
