William E. Deitrick

BCW SECURITIES LLC

Westport, CT 06880

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CRD#: 3051511

Professional summary

William Edgar Deitrick JR, who also goes by William Edgar Deiteick Jr, William Edgar Jr Deitrick, is a registered financial professional currently at BCW SECURITIES LLC located in Westport, Connecticut.

William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Edgar Deiteick Jr | William Edgar Jr Deitrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Edgar Deitrick JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2018 - Present

BCW SECURITIES LLC

Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880

CRD#: 144930

Westport, CT

Past

February 9, 2016 - May 8, 2018

COINBASE SECURITIES, INC.

CRD#: 151143

NEW YORK, NY

Past

April 22, 2014 - July 27, 2015

BREAN CAPITAL, LLC

CRD#: 23723

NEW YORK, NY

Past

February 19, 2013 - June 25, 2013

FOREFRONT CAPITAL MARKETS LLC

CRD#: 151812

NEW YORK, NY

Past

August 12, 2010 - February 14, 2013

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

NEW YORK, NY

Past

May 9, 2001 - August 30, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 9, 1999 - January 30, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

October 1, 1998 - March 16, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

June 30, 1998 - October 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/4/2018)

Connecticut
(6/14/2018)

Florida
(6/26/2018)

New Jersey
(6/27/2018)

New York
(6/26/2018)

Texas
(6/25/2018)

Exams

State Security Law Exam

Series 63

Date: 9/9/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BCW SECURITIES LLC

CRD#: 144930 / SEC#: , 8-67685

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

55 Post Road West, Suite 200, Westport, CT 06880

Mailing Address

55 Post Road West, Suite 200, Westport, CT 06880

Phone number

(203) 983-3350

Established

Delaware since 05/24/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RIVERSIDE MANAGEMENT GROUP LLC	100% DIRECT OWNER
BERNEGGER, MARK ANGELO	CEO/CCO/GSP	4957208
CARPENTER, DAVID JAMES	GENERAL SECURITIES PRINCIPAL
VIGLIAROLO, JOSEPH CHARLES	FINOP	4880434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William E. Deitrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Edgar Deitrick JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COINBASE SECURITIES, INC.

BREAN CAPITAL, LLC

FOREFRONT CAPITAL MARKETS LLC

NEWOAK CAPITAL MARKETS LLC

CITIGROUP GLOBAL MARKETS INC.

JPMSI

BANC OF AMERICA SECURITIES LLC

BANCAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2010

SIE

Date: 10/1/2018

Series 7

Date: 6/17/1998

FINRA

Current Firm

BCW SECURITIES LLC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BCW SECURITIES LLC

TRUST BUT VERIFY

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