Napoleon A. Aponte
Professional summary
Napoleon Arturo Aponte, who also goes by Napoleon A Aponte, Napoleon A Aponte Fajardo, is a registered financial professional currently at STATETRUST INVESTMENTS INC. located in Boca Raton, Florida.
Napoleon is registered as a RR (Registered Representative) and started their career in finance in 1998. Napoleon has worked at 6 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 31, Series 7, Series 14, Series 10, Series 9, Series 53, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Napoleon Arturo Aponte's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2017 - Present
STATETRUST INVESTMENTS INC.
Office #1: 1750 Clint Moore Road, Boca Raton, FL 33487July 7, 2014 - June 9, 2017
ITAU INTERNATIONAL SECURITIES INC.
September 11, 2013 - November 16, 2015
DAKOTA SECURITIES INTERNATIONAL, INC.
February 13, 2012 - June 12, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 5, 2006 - February 8, 2012
ATLAS ONE FINANCIAL GROUP, LLC
July 17, 1998 - February 21, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2019)
(6/13/2017)
(10/15/2019)
(11/15/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 9/18/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
STATETRUST INVESTMENTS INC.
CRD#: 104651 / SEC#: , 8-52954
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 7 |
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