Joseph L. Berry

MBE WEALTH MANAGEMENT

Tomah, WI 54660

Some features on this profile are disabled

CRD#: 3051227

Professional summary

Joseph Lee Berry, who also goes by Joseph L Berry, is a registered financial advisor currently at MBE WEALTH MANAGEMENT, LLC located in Tomah, Wisconsin.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joseph has worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph L Berry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lee Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2013 - Present

MBE WEALTH MANAGEMENT, LLC

Office #1: 200 W. Warren St., Tomah, WI 54660

RIA

CRD#: 165516

Tomah, WI

Past

April 11, 2018 - October 3, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

TOMAH, WI

Past

September 11, 2014 - February 1, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

TOMAH, WI

Past

December 17, 2012 - October 3, 2018

LPL FINANCIAL LLC

CRD#: 6413

TOMAH, WI

Past

March 8, 1999 - December 19, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

TOMAH, WI

Past

January 22, 1999 - December 19, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

TOMAH, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBE WEALTH MANAGEMENT, LLC

CRD#: 165516 / SEC#: 801-110772

RIA

Registered Investment Advisory firm - (7/7/2017 Approved)

Arizona

Registered Investment Advisory firm - (7/28/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/2014

General Securities Principal Examination

Current Firm

MBE WEALTH MANAGEMENT, LLC

CRD#: 165516 / SEC#: 801-110772

RIA

Registered Investment Advisory firm - (7/7/2017 Approved)

Arizona

Registered Investment Advisory firm - (7/28/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/1/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 W. Warren St., Tomah, WI 54660

Mailing Address

Phone number

(608) 372-5521

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBE WEALTH MANAGEMENT, LLC FORM ADV2A ("DISCLOSURE BROCHURE") AND APPENDIX 1 ("WRAP FEE PROGRAM BROCHURE") (2/4/2026)

Regulatory assets under management

Total Number of Accounts	5,412
AUM (Assets Under Management)	$ 977,101,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Katherine Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

Summit, NJ

Scott Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph L. Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lee Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MBE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2006

Series 65

Date: 11/19/1999

Series 63

Date: 3/6/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1999

Series 24

Date: 7/15/2014

Current Firm

MBE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors