Neil J. Connolly

KEEN WEALTH ADVISORS

Overland Park, KS 66210

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CRD#: 3051216

Professional summary

Neil James Connolly, CFP®, who also goes by Neil J Connolly, is a registered financial advisor currently at KEEN WEALTH ADVISORS located in Overland Park, Kansas.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Neil has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neil J Connolly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: RALLY WEALTH AND BENEFITS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, WEALTH MANAGEMENT, BROKERAGE, AND FEE ADVICE AND GUIDANCE. 2. NAME OF OTHER BUSINESS: NEIL CONNOLLY WEALTH PLANNING COUNSEL LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: THIS IS MY LLC USED TO RECEIVE COMMISSIONS AND FEES DERIVED FROM THE OTHER OBA RALLY WEALTH AND BENEFITS START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS MY LLC USED TO RECEIVE COMMISSIONS AND FEES DERIVED FROM THE OTHER OBA RALLY WEALTH AND BENEFITS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil James Connolly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 13, 2025 - Present

KEEN WEALTH ADVISORS

Office #1: 7500 College Blvd., Suite 1000, Overland Park, KS 66210

RIA

CRD#: 170293

Overland Park, KS

Past

June 28, 2024 - August 8, 2025

CETERA INVESTMENT ADVISERS LLC

CRD#: 8158

MILWAUKEE, WI

Past

June 10, 1998 - August 12, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEEN WEALTH ADVISORS

KEEN WEALTH ADVISORS | KWMG, LLC

CRD#: 170293 / SEC#: 801-79725

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

General Securities Principal Examination

Current Firm

KEEN WEALTH ADVISORS

KEEN WEALTH ADVISORS | KWMG, LLC

CRD#: 170293 / SEC#: 801-79725

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

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Contact information

Main Address

7500 College Blvd., Suite 1000, Overland Park, KS 66210

Mailing Address

Phone number

(913) 624-1841

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEEN WEALTH ADVISORS FORM ADV PART 2A - FIRM BROCHURE (3/21/2025)

FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,605
AUM (Assets Under Management)	$ 1,040,995,987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Neil J. Connolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil James Connolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

KEEN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2005

Series 63

Date: 3/6/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/1/2000

Series 6

Date: 6/9/1998

Series 9

Date: 12/29/2021

Series 10

Date: 12/8/2021

Series 24

Date: 9/10/2015

Current Firm

KEEN WEALTH ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEEN WEALTH ADVISORS

TRUST BUT VERIFY

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