Jeremy D. Groh

ORCHARD SECURITIES

Pleasant Grove, UT 84062

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CRD#: 3051155

Professional summary

Jeremy Dennis Groh, who also goes by Jeremy D Groh, Jeremy Groh, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeremy has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeremy D Groh | Jeremy Groh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Dennis Groh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2024 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

CRD#: 133378

Pleasant Grove, UT

Past

December 15, 2022 - December 15, 2023

PREP SECURITIES, LLC

CRD#: 188522

PARK CITY, UT

Past

December 23, 2020 - June 15, 2021

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

October 5, 2020 - June 15, 2021

F/M INVESTMENTS LLC

RIA

CRD#: 304405

Fort Lauderdale, FL

Past

July 8, 2016 - January 25, 2019

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

January 4, 2007 - July 1, 2016

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

December 7, 2004 - December 31, 2006

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

CHICAGO, IL

Past

March 21, 2000 - February 20, 2003

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

May 15, 1998 - January 19, 2000

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/24/2024)

Utah
(5/24/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ORCHARD SECURITIES, LLC

JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Mailing Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Phone number

(801) 316-4301

Established

Utah since 09/27/2005

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CREEKSIDE LAND DEVELOPMENT, LLC	MEMBER
FAR VISIONS, LLC	MEMBER
NORTH CANYON ENTERPRISES, LLC	MEMBER
TOTTENHAM INVESTMENTS, LLC	MEMBER
TRIPLE CROWN SECURITES, LLC	MEMBER
BADALAMENTI, CHARLES RICHARD	FINOP	2065038
BRADBURN, KEVIN CHRISTOPHER	MANAGER, CHIEF EXECUTIVE OFFICER	2718206
GARRETT, TAYLOR WESTON	PRESIDENT	4829547
HART, ADRIENNE YOST	CHIEF COMPLIANCE OFFICER	1510179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy D. Groh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Dennis Groh's CRS (Customer Relationship Summary).

Certified licenses

Experience

PREP SECURITIES, LLC

SILVER OAK SECURITIES, INCORPORATED

F/M INVESTMENTS LLC

AMG DISTRIBUTORS, INC.

FORESIDE FUNDS DISTRIBUTORS LLC

STERLING CAPITAL DISTRIBUTORS, LLC

DWS DISTRIBUTORS, INC.

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2020

Series 63

Date: 5/21/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/14/1998

FINRA

Current Firm

ORCHARD SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ORCHARD SECURITIES, LLC

TRUST BUT VERIFY

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