Benjamin D. Shively

AMI INVESTMENT MANAGEMENT

Kendallville, IN 46755

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CRD#: 3051154

Professional summary

Benjamin David Shively, who also goes by Benjamin D Shively, is a registered financial advisor currently at AMI INVESTMENT MANAGEMENT INC located in Kendallville, Indiana.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Benjamin has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin D Shively

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Shively's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2022 - Present

AMI INVESTMENT MANAGEMENT INC

Office #1: 710 N Krueger Street, Kendallville, IN 46755

RIA

CRD#: 106321

Kendallville, IN

Past

January 11, 2006 - December 13, 2011

SIGMA FINANCIAL CORPORATION

CRD#: 14303

WARSAW, IN

Past

January 2, 2004 - December 1, 2005

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

WARSAW, IN

Past

December 3, 2003 - December 1, 2005

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

January 15, 2003 - December 4, 2003

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

June 29, 2001 - January 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CARMEL, IN

Past

August 17, 1999 - January 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMI INVESTMENT MANAGEMENT INC

CRD#: 106321 / SEC#: 801-49335

RIA

Registered Investment Advisory firm - (6/9/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1999

General Securities Representative Examination

Current Firm

AMI INVESTMENT MANAGEMENT INC

CRD#: 106321 / SEC#: 801-49335

RIA

Registered Investment Advisory firm - (6/9/1995 Approved)

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Contact information

Main Address

710 N Krueger Street, Kendallville, IN 46755

Mailing Address

P.o. Box 247, Kendallville, IN 46755

Phone number

(260) 347-1281

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	711
AUM (Assets Under Management)	$ 838,617,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin D. Shively

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Shively's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGMA FINANCIAL CORPORATION

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

FISERV INVESTOR SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AMI INVESTMENT MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/1999

Series 7

Date: 8/16/1999

Current Firm

AMI INVESTMENT MANAGEMENT INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMI INVESTMENT MANAGEMENT INC

TRUST BUT VERIFY

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