Robert J. Ledone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Ledone, who also goes by Robert Joseph Ledone, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 7 firms and has passed the Series 63, Series 1 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1991 - January 18, 2012
VANDHAM SECURITIES CORP.
July 28, 1988 - August 14, 1990
CIBC WOOD GUNDY SECURITIES CORP.
November 7, 1985 - June 28, 1988
SCOTIA CAPITAL (USA) INC.
October 15, 1982 - November 25, 1985
J.C. BRADFORD & CO.
November 22, 1977 - December 13, 1982
LEHMAN BROTHERS INC.
September 10, 1973 - November 22, 1977
FAULKNER, DAWKINS & SULLIVAN SECURITIES CORP
February 27, 1970 - June 5, 1974
HALLE AND STIEGLITZ FILOR BULLARD INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/13/1957
Registered Representative ExaminationSeries 12
Date: 8/12/1976
NYSE Branch Manager ExaminationCurrent Firm
VANDHAM SECURITIES CORP.
CRD#: 26258 / SEC#: , 8-42448
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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