James R. Ledinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Richard Ledinsky, who also goes by James R Ledinsky, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1972. James had worked at 7 firms and has passed the SIE, Series 62, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2010 - January 5, 2015
SF INVESTMENTS, INC.
March 14, 1990 - March 4, 1996
BANC ONE CAPITAL MARKETS, INC.
July 28, 1982 - January 23, 1990
MORGAN STANLEY & CO. LLC
December 3, 1979 - July 27, 1982
WARBURG PARIBAS BECKER INCORPORATED
July 13, 1978 - July 27, 1982
BECKER PARIBAS INCORPORATED
December 24, 1974 - July 13, 1978
A. G. BECKER INCORPORATED
October 4, 1972 - November 25, 1975
A. G. BECKER & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/12/2010
Corporate Securities Limited Representative ExaminationSeries 1
Date: 9/27/1972
Registered Representative ExaminationSeries 40
Date: 12/27/1978
Registered Principal ExaminationCurrent Firm
SF INVESTMENTS, INC.
CRD#: 6564 / SEC#: 801-66533, 8-34069
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIEL SHAPIRO GIFT TRUST | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | |
| STEVEN SHAPIRO GIFT TRUST | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | |
| JUST, GARY ALAN | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | 2101902 |
| SHAPIRO BEIDER, LESLEY E | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | |
| SHAPIRO, DANIEL MARK | CEO, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | 1989147 |
| SHAPIRO, STEVEN ARTHUR | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | 2153746 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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