Laquenda N. Fuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laquenda Nitasha Fuller, who also goes by Laquenda Fuller, was a registered financial professional .
Laquenda is a previously registered financial professional and started their career in finance in 1998. Laquenda had worked at 2 firms and has passed the Series 63, SIE, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - February 3, 2022
FRANKLIN DISTRIBUTORS, LLC
January 4, 2006 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 10, 2003 - July 20, 2004
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
May 5, 1998 - November 1, 2001
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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