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JG

John J. Gallagher

MULTI-BANK SECURITIES
FT. LAUDERDALE, FL 33308
Some features on this profile are disabled
CRD#: 3050689
JG

Professional summary

John Joseph Gallagher is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 63, Series 72, SIE, Series 7, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Joseph Gallagher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2014 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308
BD
CRD#: 22098
FT. LAUDERDALE, FL
Past

July 28, 2011 - January 9, 2014

INTERACTIVE BROKERS CORP.

BD
CRD#: 117942
JERSEY CITY, NJ
Past

May 21, 2010 - November 9, 2010

IBKR SECURITIES SERVICES LLC

BD
CRD#: 33319
GREENWICH, CT
Past

May 21, 2010 - October 27, 2011

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
GREENWICH, CT
Past

May 3, 2010 - May 21, 2010

INTERACTIVE BROKERS CORP.

BD
CRD#: 117942
GREENWICH, CT
Past

November 5, 2001 - April 15, 2002

UNICREDIT CAPITAL MARKETS LLC

BD
CRD#: 7789
NEW YORK, NY
Past

January 27, 1999 - August 19, 1999

GH TRADERS LLC

BD
CRD#: 36665
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/17/2014)
RR
Connecticut
(3/11/2019)
RR
Florida
(10/3/2023)
RR
Massachusetts
(3/31/2014)
RR
Michigan
(11/17/2025)
RR
Minnesota
(3/31/2014)
RR
New Jersey
(2/26/2014)
RR
New York
(3/7/2019)
RR
Pennsylvania
(10/10/2017)
RR
Texas
(8/29/2025)
RR
Wisconsin
(11/12/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 12/7/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 4/30/2010
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/8/2012
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MULTI-BANK SECURITIES, INC.

CRD#: 22098Ft. Lauderdale, FL 33308

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