Robert A. Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Barrett was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 8 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2013 - January 16, 2018
SCF INVESTMENT ADVISORS, INC.
August 20, 2013 - January 16, 2018
SCF SECURITIES, INC.
January 26, 2011 - August 20, 2013
ALAMO ASSET ADVISORS
March 13, 2009 - September 13, 2011
WFG ADVISORS, LP
March 13, 2009 - August 2, 2013
WFG INVESTMENTS, INC.
September 8, 2006 - March 16, 2009
STANFORD GROUP COMPANY
September 6, 2006 - March 16, 2009
STANFORD GROUP COMPANY
June 14, 2004 - July 11, 2005
VANGUARD MARKETING CORPORATION
June 19, 1998 - August 3, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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