Jeffrey R. Wylde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Russell Wylde, who also goes by Jeff Russell Wylde, Jeffrey Russell Wylde Mr., was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 9 firms and has passed the Series 65, Series 63, Series 79, Series 55, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - December 17, 2013
KGS-ALPHA CAPITAL MARKETS, L.P.
July 2, 2012 - July 15, 2013
VIRTU AMERICAS LLC
March 31, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 14, 2011 - April 11, 2011
MORGAN STANLEY
June 1, 2009 - April 11, 2011
MORGAN STANLEY
December 20, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 15, 2004 - December 4, 2006
TD AMERITRADE, INC.
October 31, 2002 - December 4, 2006
TD AMERITRADE, INC.
February 1, 2000 - July 16, 2002
J.P. MORGAN SECURITIES INC.
October 1, 1998 - February 1, 2000
HAMBRECHT & QUIST LLC
May 26, 1998 - October 9, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/7/2012
Limited Representative-Equity Trader ExamCurrent Firm
KGS-ALPHA CAPITAL MARKETS, L.P.
CRD#: 151705 / SEC#: , 8-68390
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KGS HOLDINGS, L.P. | PARENT | |
| GOLDMAN, DANIEL ALAN | PRESIDENT | 1406528 |
| KAHRAMAN, LEVENT | CEO, HOME OFFICE SUPERVISOR | 2802822 |
| KGS-ALPHA CAPITAL MARKETS GP, LLC | PARENT - GENERAL PARTNER | |
| KRANZ, AVERY H | CHIEF COMPLIANCE OFFICER | 2795963 |
| KRIEGER, FREDERIC MICHAEL | GENERAL COUNSEL, EXECUTIVE REP., AML SUPERVISOR | 2194757 |
| SEERY, ROBERT PATRICK | CFO, FINOP | 862273 |
| SMOLYANSKIY, IGOR | CHIEF ADMINISTRATIVE OFFICER | 5017961 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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